JD
JD

Jigar Doshi

22 Years of Experience
Downers Grove, IL
1 DisclosureBrokerSells Insurance

Jigar Doshi is a registered investment advisor at Independent Financial Group, LLC, based in Downers Grove, IL, with 22 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

3020 Woodcreek Drive, Suite C1, Downers Grove, IL, 60515

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Settled
Other Business ActivitiesSells Insurance

Jigar is a board member for a non-profit and 100% owner of Doshi, Inc for tax purposes. He is also an insurance agent offering various types of insurance products, including fixed life and long-term care insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Independent Financial Group, LLC
July 2015 - Present · 11 yrs
Independent Financial Group, LLCBroker
July 2015 - Present · 11 yrs
Previous Registrations
Royal Alliance Associates, INC.Broker
March 2015 - July 2015 · 4 mos
Fmsi Advisers
June 2010 - April 2015 · 4 yrs 10 mos
First Midwest Securities, INC.Broker
May 2005 - April 2015 · 9 yrs 11 mos
Gunnallen Financial, INCBroker
December 2003 - June 2005 · 1 yr 6 mos
Continental Broker-Dealer CORP.Broker
September 2003 - December 2003 · 3 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.