Matthew Mundy
Matthew Mundy is a registered investment advisor at Independent Financial Group, LLC, based in Chandler, AZ, with 20 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
3910 S Alma School Rd, Ste. 8, Chandler, AZ, 85248
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
April 2020Customer Dispute
November 2014Customer Dispute
August 2011Customer Dispute
April 2009Other Business ActivitiesSells Insurance
Matthew uses "Planning Solutions" as a DBA to separate his financial planning from Living Trust preparation, dedicating minimal time to this. He also works as an insurance agent selling fixed insurance products and moderates focus groups about public perception of insurance and investment programs, spending minimal time on each activity.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Kalos Management
Kalos Capital, INC.Broker
MML Investors Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.