TrueAdvisor
TrueAdvisor
DR
DR

Daniel Richmond

Richmond Capital
22 Years of Experience
Miami, FL
Broker
View SEC Summary
View SEC Summary

Daniel Richmond is a registered investment advisor at Richmond Capital, based in Miami, FL, with 22 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 7 clients with $930K in assets under management.

Richmond Capital
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
7 clients
Average Client Portfolio
$132K average
Assets Under Management
$927K

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.20%

Fees vary by portfolio strategy, ranging from 0.80% to 1.20% annually (Income Portfolio at 0.80%, High Income at 0.90%, Income & Growth at 1.00%, Moderate Growth at 1.10%, Aggressive Growth and Multisector Equity at 1.20%). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1450 Brickell Avenue, Suite 2900, Miami, FL, 33131

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Daniel is dually associated with affiliate RIA MORA Wealth Management and spends time proportionally between the broker-dealer and RIA. He is also the sole owner of Richmond Capital Advisors LLC, an online-only RIA, dedicating a few hours per week to it.

Employment History
Current Registrations
Richmond Capital
July 2023 - Present · 3 yrs 3 mos
Mora Capital Securities LLCBroker
August 2014 - Present · 12 yrs 2 mos
Mora Capital Management, LLC
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
LPL Financial LLC
August 2009 - September 2012 · 3 yrs 1 mo
LPL Financial LLCBroker
August 2009 - September 2012 · 3 yrs 1 mo
UBS International INC.
July 2006 - April 2009 · 2 yrs 9 mos
UBS International INC.Broker
June 2006 - April 2009 · 2 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2005 - June 2006 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2004 - June 2006 · 1 yr 7 mos
Morgan Stanley
December 2003 - August 2004 · 8 mos
Morgan Stanley Dw INC.Broker
November 2003 - August 2004 · 9 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Miami, FL →All financial advisors in Florida →