Brian Ward is a registered investment advisor at W & S Management Services, INC., based in Rochester, NY, with 12 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 426 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees are negotiable. W&S Management Services, Inc uses performance-based fees for a single household accounting for less than 1% of its assets under management. This is a legacy account opened in 2003, and at the current time W&S is not accepting any new accounts with performance-based fees, nor do we intend to do so in the future.
Fee Estimator
Location
470 Long Pond Road Suite 200, Rochester, NY, 14612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian is the Vice President of Ward & Schmerbeck P.C., a CPA firm, since 1995, engaged in tax accounting work. This takes about half of Brian's time and occurs primarily during securities trading hours.
Employment History
Current Registrations
W & S Management Services, INC.
State Registrations1 state
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