EB
EB
Ernest Bosso
22 Years of Experience
Gresham, OR
1 DisclosureBrokerSells Insurance
Ernest Bosso is a registered investment advisor at Cetera Investment Advisers LLC, based in Gresham, OR, with 22 years of industry experience. Ernest is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...
Location
Gresham, OR
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2020Other Business ActivitiesSells Insurance
Ernest is an author and owner of 10:16 Publishing since 2016, dedicating a few hours per week, including during trading hours. He also works as an insurance agent selling life and health insurance with various companies, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
August 2020 - March 2024 · 3 yrs 7 mos
Prudential Financial Planning Services
December 2017 - August 2020 · 2 yrs 8 mos
Pruco Securities, LLC.Broker
May 2017 - August 2020 · 3 yrs 3 mos
Cetera Advisors LLC
February 2012 - May 2017 · 5 yrs 3 mos
Cetera Advisors LLCBroker
February 2012 - May 2017 · 5 yrs 3 mos
Pacific West Financial Consultants INC
July 2007 - February 2012 · 4 yrs 7 mos
Pacific West Securities, INC.Broker
March 2007 - February 2012 · 4 yrs 11 mos
Edward JonesBroker
November 2003 - March 2007 · 3 yrs 4 mos
State Registrations3 states
AZORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Anthony BardiCetera Investment Advisers LLC
- Daniel Wanous, CFPEdward Jones
- Edgar Heissler, CFP, ChFCHeissler Financial, LLC
- Dino Rocha, CFPEdward Jones
- Robert Hendrickson, ChFCState Farm Investment Management CORP.
- Keith Johnson, CFPEdward Jones