Brian Rys is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Boston, MA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

100 Federal St, Boston, MA, 02110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - June 2022 · 3 yrs 7 mos
Royal Alliance Associates, INC.
November 2018 - June 2022 · 3 yrs 7 mos
Signator Investors, INC.
January 2018 - November 2018 · 10 mos
Signator Investors, INC.
January 2006 - December 2017 · 11 yrs 11 mos
Signator Investors, INC.Broker
August 2004 - November 2018 · 14 yrs 3 mos
1st Discount Brokerage, INC.Broker
October 2003 - April 2004 · 6 mos
State Registrations18 states
AZCACOCTFLGAMAMDMENCNHNVNYPARISCTNVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.