Randolph Finneman
Randolph Finneman is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Riverton, UT, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13413 S. Hamilton View Rd, Riverton, UT, 84065
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Randolph works as a financial advisor for Security Service Federal Credit Union and Security Service Investment Group, dedicating about half of his time to each. Both roles started in April 2019.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Scottrade Investment Management
Scottrade, INC.Broker
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations44 states
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