Iaian Filippini is a registered investment advisor, based in Santa Barbara, CA, with 17 years of industry experience.
Location
1203 De La Vina St, Santa Barbara, CA, 93101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Iaian is the owner/president of Filippini Wealth Management, Inc. and Filippini Real Estate Brokerage, Inc., and CEO/Investment Advisor for Montecito Wealth Management, LLC. He also owns Iaian Insurance Agency, Inc. and is on the board of directors for two organizations, spending about half his time on the insurance agency and investment advisory business.
Employment History
Current Registrations
Alexander Capital, L.P.
Alexander Capital, L.P.Broker
Filippini Investment Advisory
Previous Registrations
Rcx Capital Group, LLCBroker
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Eplanning Advisors INC
Eplanning Securities, INC.Broker
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.