JK
JK

Jo Anne Keck

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
1,575 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.5M1.15%
$2.5M - $5.0M1.00%
$5.0M - $15.0M0.85%
$15.0M - $25.0M0.75%
$25.0M - $35.0M0.65%
$35.0M - $45.0M0.55%
$45M+0.50%

Investment advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9130 Galleria Court, Third Floor, Naples, FL, 34109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jo is the Founder of Keck & Co., sourcing and selling private investment offerings and providing recruiting services, dedicating minimal time to this. She also works full-time as VP of Private Wealth Management at CWA Asset Management Group, managing personal assets for retail clients.

Employment History
Current Registrations
Stonehaven, LLC
December 2024 - Present · 1 yr 2 mos
Stonehaven, LLCBroker
December 2024 - Present · 1 yr 2 mos
Cwa Asset Management Group
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Sp Securities LLCBroker
February 2022 - December 2022 · 10 mos
Dumaine Investments LLC
May 2020 - January 2023 · 2 yrs 8 mos
Stonehaven, LLCBroker
July 2019 - December 2019 · 5 mos
Klr Group, LLCBroker
September 2016 - September 2018 · 2 yrs
Iberia Capital Partners L.L.C.Broker
June 2013 - June 2016 · 3 yrs
Global Hunter Securities, LLCBroker
September 2011 - October 2011 · 1 mo
Gyre Securities, LLCBroker
November 2006 - March 2007 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - October 2006 · 2 yrs 2 mos
State Registrations2 states
LANY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.