Janice Brady
Janice Brady is a registered investment advisor at Concepts Financial Services, LLC, based in Kirkland, WA, with 22 years of industry experience. Janice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 137 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Concepts Financial Services offers investment management services through a wrap fee program. The fees are negotiable, but will not exceed 2.00%.
Location
10518 NE 68th St, Bldg B, Suite 201, Kirkland, WA, 98033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Janice is a sole proprietor working as an insurance agent since 2001, dedicating minimal time to insurance sales and service. She also co-owns Gipson, Woodruff & Brady, LLC, a tax preparation and small business consulting firm, spending about 10-20% of her time on this.
Employment History
Current Registrations
Concepts Financial Services, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
H.D. Vest Investment ServicesBroker
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.