Sumit Kumar is a registered investment advisor at Stone Lake Wealth Management, LLC, based in Riverside, CT, with 20 years of industry experience. Sumit operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 30 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the aggregate assets under management with the Advisor and the scope and complexity of the advisory relationship.
Fee Estimator
Location
Riverside, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Stone Lake Wealth Management, LLC
Previous Registrations
Goldman, Sachs & CO.Broker
Rbs Securities INC.Broker
Citigroup Global Markets INC.Broker
Bnp Paribas Securities CORP.Broker
Merrill Lynch Government Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.