AY
CFA
AY
CFA

Anna Yen

1 Year of Experience
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
580 clients
Average Client Portfolio
$706K average
Assets Under Management
$409.3M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

Mission Viejo, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anna owns WLA Designs LLC, providing marketing and financial services consulting, dedicating about 10% of her time to it. She also serves as Finance & Investment Committee Chair/Treasurer for the Down Syndrome Diagnosis Network, spending minimal time on strategic planning and oversight.

Employment History
Current Registrations
Prudent Investors
July 2024 - Present · 1 yr 7 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.