Anna Kim is a CFA, CFP-designated registered investment advisor at Prudent Investors, based in Mission Viejo, CA, with 2 years of industry experience. Anna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 670 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
Maximum annual fee is 1.40%. Specific advisory fees are set forth in your management agreement.
Fee Estimator
Location
Mission Viejo, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Anna owns WLA Designs LLC, providing marketing and financial services consulting, dedicating about 10% of her time to it. She also serves as Finance & Investment Committee Chair/Treasurer for the Down Syndrome Diagnosis Network, spending minimal time on strategic planning and oversight.
Employment History
Current Registrations
Prudent Investors
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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