Anna Yen is a CFA-designated registered investment advisor at Prudent Investors, based in Mission Viejo, CA, with 1 years of industry experience. Anna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 580 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prudent Investors Network charges a fee based on a percentage of the assets they manage for you. This fee covers advisory and consulting services, trade entry, investment supervision, and account maintenance. The fee is calculated on the value of your account and billed monthly in advance. The maximum annual fee is 1.4%, and the specific fee will be detailed in your agreement.
Location
Mission Viejo, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Anna owns WLA Designs LLC, providing marketing and financial services consulting, dedicating about 10% of her time to it. She also serves as Finance & Investment Committee Chair/Treasurer for the Down Syndrome Diagnosis Network, spending minimal time on strategic planning and oversight.
Employment History
Current Registrations
Prudent Investors
State Registrations1 state
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