JG
CFP
JG
CFP

James Lester Gillis

22 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
54 advisors
Number of Clients
3,032 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$3.6B

Fee Structure

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Location

2835 82nd Avenue Se, Ste 100, Mercer Island, WA, 98040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is involved in several outside business activities, including serving as a board member for the Georgia Forestry Association and the Athens Homeless Property Corporation, and owning timber property and shares in a real estate holding company. He also serves as President of Soperton Naval Stores, Inc. and owns JG4 Investments, Inc., an S-corporation for business and tax purposes related to his work as an independent contractor.

Employment History
Current Registrations
Northwest Asset Management
June 2020 - Present · 5 yrs 8 mos
Previous Registrations
Carson Advisory Group
June 2009 - June 2020 · 11 yrs
Raymond James Financial Services Advisors, INC
May 2009 - July 2020 · 11 yrs 2 mos
Raymond James Financial Services, INC.Broker
May 2009 - July 2020 · 11 yrs 2 mos
Morgan Keegan & Company, INC.
December 2003 - May 2009 · 5 yrs 5 mos
Morgan Keegan & Company, INC.Broker
December 2003 - May 2009 · 5 yrs 5 mos
State Registrations1 state
GA
Advisor
Exams
No exam information available for this advisor.