James Teller
James Teller is a registered investment advisor at Cetera Investment Advisers LLC, based in Orchard Park, NY, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
220 Redtail, Suite 6, Orchard Park, NY, 14127
Get directionsHistory
Regulatory History (1)
Criminal
April 1988Other Business ActivitiesSells Insurance
James is an insurance agent for Avantax Insurance Agency/Services, spending a few hours per week finding insurance products for clients. He also works full-time as a financial professional at Legacy Financial Group, providing various financial planning services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Questar Capital CorporationBroker
Investacorp, INC.Broker
Signator Investors, INC.Broker
New England SecuritiesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.