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Brock Brannon
19 Years of Experience
Vandalia, IL
1 DisclosureBroker
Brock Brannon is a registered investment advisor at Cetera Investment Advisers LLC, based in Vandalia, IL, with 19 years of industry experience. Brock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
311 Banker Blvd, Vandalia, IL, 62471
Get directionsHistory
Regulatory History (1)
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Financial
August 2017Final
Other Business Activities
Brock works as a financial advisor for The FNB Community Bank and FNB Financial Advisors DBA, dedicating full-time hours to these roles. He also serves as treasurer for the Vandals Sports Booster Club, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Cetera Wealth Services, LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
October 2017 - December 2024 · 7 yrs 2 mos
Cambridge Investment Research, INC.Broker
October 2017 - December 2024 · 7 yrs 2 mos
Investment Centers of America, INC.
November 2006 - October 2017 · 10 yrs 11 mos
Investment Centers of America, INC.Broker
September 2006 - October 2017 · 11 yrs 1 mo
State Registrations12 states
AZCACOFLGAILINKYMONCOHTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.