Kevin Smallwood is a registered investment advisor at Smallwood Financial Group LLC, based in Summit, NJ, with 21 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 73 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smallwood Financial Group (SFG) charges a fee based on the value of the client's assets under management. The specific fee is detailed in each client's agreement.
Location
160 Summit Ave., #203, Summit, NJ, 07901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin works as a consultant providing clients access to third-party payroll, HR, and time management cloud-based solutions since 2013. This activity is not investment-related.
Employment History
Current Registrations
Smallwood Financial Group LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.