David Thompson
David Thompson is a registered investment advisor at Osaic Wealth, INC., based in Villa Rica, GA, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
430 W Bankhead Hwy, Ste 2, Villa Rica, GA, 30180
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent and owner of JKL Financial Services, LLC, which is the operating entity for his advisory business, taking up a full-time commitment. He also holds a 5% ownership in MY Financial Holdings, LLC, dedicating minimal time to it.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Jkl Planning and Investments, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Synovus Securities, INC.
Synovus Securities, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.