Thomas Kaiser is a registered investment advisor, based in Trumbull, CT, with 22 years of industry experience.
Location
Trumbull, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Blackrock Investments, LLC
September 2006 - Present · 19 yrs 8 mos
Blackrock Investment Management, LLC
September 2006 - Present · 19 yrs 8 mos
Blackrock Investments, LLCBroker
September 2006 - Present · 19 yrs 8 mos
Previous Registrations
Merrill Lynch Investment Managers LP
March 2004 - September 2006 · 2 yrs 6 mos
Fam Distributors, INC.Broker
January 2004 - September 2006 · 2 yrs 8 mos
State Registrations53 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.