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Kevin Reich

Stifel, Nicolaus & Company, Incorporated
22 Years of Experience
Lake Forest, IL
2 DisclosuresBroker
View SEC Summary
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Kevin Reich is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Lake Forest, IL, with 22 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 North Field Drive, Suite 340, Lake Forest, IL, 60045

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Customer Dispute
August 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin manages two holding companies, 401 Lakeside LLC and 402 Lakeside LLC, which hold storage units for his personal belongings. He spends minimal time maintaining paperwork and filing annual reports for these companies.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
April 2022 - Present · 4 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2008 - April 2022 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2008 - April 2022 · 14 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - January 2008 · 2 yrs 6 mos
Chase Investment Services CORP.
July 2005 - January 2008 · 2 yrs 6 mos
Banc One Securities Corporation
May 2005 - July 2005 · 2 mos
Banc One Securities CorporationBroker
June 2004 - July 2005 · 1 yr 1 mo
World Group Securities, INC.Broker
February 2004 - May 2004 · 3 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Kevin Reich - Financial Advisor | TrueAdvisor