Christopher Ponte is a registered investment advisor, based in New York, NY, with 20 years of industry experience.
Location
Citi Private Bank, 153 East 53rd St., 24th, 25th Fls, New York, NY, 10022
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher owns rental property in Long Island City, NY since 2020, acting as a landlord. He spends minimal time on this activity.
Employment History
Current Registrations
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 4 mos
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 4 mos
Citigroup Global Markets INC.
June 2011 - Present · 15 yrs 1 mo
Citigroup Global Markets INC.
June 2011 - Present · 15 yrs 1 mo
Citigroup Global Markets INC.Broker
June 2011 - Present · 15 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2010 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - April 2010 · 6 mos
Banc of America Investment Services, INC.
January 2007 - October 2009 · 2 yrs 9 mos
Banc of America Investment Services, INC.Broker
January 2007 - October 2009 · 2 yrs 9 mos
J. P. Morgan Securities INC.
November 2006 - December 2006 · 1 mo
J.P. Morgan Securities INC.Broker
November 2006 - December 2006 · 1 mo
Chase Investment Services CORP.Broker
February 2005 - November 2006 · 1 yr 9 mos
Chase Investment Services CORP.
February 2005 - November 2006 · 1 yr 9 mos
Pruco Securities, LLC.Broker
November 2003 - January 2005 · 1 yr 2 mos
State Registrations18 states
CACTDEFLMAMDMTNCNHNJNYPASCTNTXVAVTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.