Helen Zhou is a registered investment advisor, based in Pasadena, CA, with 21 years of industry experience. Helen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
135 N Los Robles Avenue, Pasadena, CA, 91101
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Regulatory History (1)
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Customer Dispute
June 2010Denied
Other Business Activities
Helen is a Senior Manager of Wealth Sales and Strategies at East West Bank.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2018 - Present · 8 yrs 1 mo
Cetera Investment Services LLCBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
U.S. Bancorp Investments, INC.Broker
March 2013 - June 2018 · 5 yrs 3 mos
U.S. Bancorp Investments, INC.
March 2013 - June 2018 · 5 yrs 3 mos
Wells Fargo Advisors, LLC
January 2011 - July 2012 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
January 2011 - July 2012 · 1 yr 6 mos
Wells Fargo Investments, LLC
July 2007 - January 2011 · 3 yrs 6 mos
Wells Fargo Investments, LLCBroker
July 2007 - January 2011 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2007 - June 2007 · 1 mo
Citicorp Investment ServicesBroker
October 2004 - May 2007 · 2 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2004 - September 2004 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2003 - September 2004 · 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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