James Wolfinger
James Wolfinger is a registered investment advisor at Janney Montgomery Scott LLC, based in Pittsburgh, PA, with 53 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
One Ppg Place, Suite 2200, Pittsburgh, PA, 15222
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Regulatory History (1)
Customer Dispute
February 1999Other Business Activities
James serves as a Judge of Elections in Pittsburgh, dedicating minimal time to primary and general elections each year. This activity is compensated and not investment-related.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Oppenheimer & CO., INC.Broker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Loeb PartnersBroker
E. F. Hutton & Company INCBroker
Bache & CO IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.