Matthew Simpson is a CFA-designated registered investment advisor at Wealthspring Capital LLC, based in West Harrison, NY, with 20 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 125 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.70% |
| $500K - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees are generally negotiable. Some existing qualified clients pay a 20% performance fee based on capital appreciation in lieu of the standard fee. WSC may aggregate the assets of related accounts to reach lower advisory fee breakpoints. WSC has the right to waive/reduce any client fees, including fees charged on cash and cash equivalents and on assets managed outside of the firm’s main investment strategies, and will consider the aggregate assets under management under a sub-advisory agreement when making this determination.
Fee Estimator
Location
2 Westchester Park Drive, Suite 108, West Harrison, NY, 10604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Matthew is a member/owner of M&N Investment Partners LLC, directing and managing private investments since 2011. This activity requires minimal time.
Employment History
Current Registrations
Wealthspring Capital LLC
Previous Registrations
Mufg Securities Americas INC.Broker
Hsbc Securities (USA) INC.Broker
Mitsubishi Ufj Securities (USA), INC.Broker
Rochdale Capital Management
Rochdale Securities LLCBroker
Deutsche Bank Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.