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Dario Orosco
22 Years of Experience
Montecito, CA
1 DisclosureBroker
Dario Orosco is a registered investment advisor at Wells Fargo Advisors, based in Montecito, CA, with 22 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1482 E Valley Rd, Montecito, CA, 93108
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Denied
Employment History
Current Registrations
Wells Fargo Advisors
September 2016 - Present · 9 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
December 2012 - September 2016 · 3 yrs 9 mos
J.P. Morgan Securities LLC
December 2012 - September 2016 · 3 yrs 9 mos
Citigroup Global Markets INC.
June 2012 - December 2012 · 6 mos
Citigroup Global Markets INC.Broker
June 2012 - December 2012 · 6 mos
Chase Investment Services CORP.Broker
July 2006 - June 2012 · 5 yrs 11 mos
Chase Investment Services CORP.
July 2006 - June 2012 · 5 yrs 11 mos
Essex National Securities, INC.Broker
March 2006 - July 2006 · 4 mos
Essex National Securities, INC.
March 2006 - July 2006 · 4 mos
Citicorp Investment Services
February 2006 - March 2006 · 1 mo
Citicorp Investment ServicesBroker
December 2005 - March 2006 · 3 mos
Wells Fargo Investments, LLC
March 2005 - December 2005 · 9 mos
Wells Fargo Investments, LLCBroker
September 2004 - December 2005 · 1 yr 3 mos
Citicorp Investment ServicesBroker
November 2003 - June 2004 · 7 mos
State Registrations21 states
AZCAFLIDINKSKYMTNCNJNMNVNYOHORSCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.