Catherine Rowan
Catherine Rowan is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
6034 West Courtyard Drive, Suite 305, Austin, TX, 78730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Catherine is the acting executor for the Estate of Richard Warner Stephens since 2021. She dedicates a few hours per week to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
USAA Financial Advisors, INC.Broker
USAA Investment Management Company
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations51 states
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