Steven Dick is a CFP, ChFC-designated registered investment advisor at Sapiat Asset Management, LLC, based in Greeneville, TN, with 22 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 251 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $1.5M | 1.50% |
| $1.5M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $15.0M | 0.75% |
| $15.0M - $35.0M | 0.50% |
| $35.0M - $75.0M | 0.25% |
| $75.0M - $155.0M | 0.15% |
| $155M+ | 0.10% |
Fee Estimator
Location
705 Professional Plaza Drive, Suite 2, Greeneville, TN, 37745
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is the Chairman and CEO of Sapiat Financial Group, Inc., and President of Sapiat Real Estate, Inc. and Sapiat Asset Management, LLC. He also serves as Chairman, President, CCO, and IAR of 1796 Investment Management & Consulting, Inc., dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Sapiat Asset Management, LLC
Previous Registrations
1796 Investment Management & Consulting
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.