TrueAdvisor
TrueAdvisor
CW
CW

Christopher Warber

Regal Investment Advisors LLC
22 Years of Experience
Green Bay, WI
Sells Insurance
View SEC Summary
View SEC Summary

Christopher Warber is a registered investment advisor at Regal Investment Advisors LLC, based in Green Bay, WI, with 22 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8,302 clients with $2.9B in assets under management.

Regal Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
8,302 clients
Average Client Portfolio
$347K average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees typically range from 0.30% to 1.00% per annum depending on account value and strategy composition. Fees and payment arrangements are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

677 Baeten Rd, Suite 250, Green Bay, WI, 54304

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Christopher is a managing member of Warber, LLC, a service company for his financial practice, and owns rental real estate. He is also an independent insurance agent since 2002, dedicating a few hours per week to this activity, and runs Warber Equipment Services.

Employment History
Current Registrations
Regal Investment Advisors LLC
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Advisory Services Network
April 2022 - December 2022 · 8 mos
Navigen Wealth Management
January 2018 - April 2022 · 4 yrs 3 mos
First Allied Advisory Services, INC.
August 2012 - January 2018 · 5 yrs 5 mos
First Allied Securities, INC.Broker
August 2012 - January 2018 · 5 yrs 5 mos
Edward Jones
December 2003 - August 2012 · 8 yrs 8 mos
Edward JonesBroker
December 2003 - August 2012 · 8 yrs 8 mos
State Registrations2 states
TXWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Green Bay, WI →All financial advisors in Wisconsin →