MB
MB

Maribeth Bates

19 Years of Experience
Fort Lauderdale, FL
Broker

Maribeth Bates is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Maribeth is a board member of the Exit Planning Institute Ft. Lauderdale Chapter since February 2024, networking with professionals to assist business owners. This takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2019 - September 2020 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2019 - September 2020 · 1 yr 1 mo
Lincoln Financial Advisors Corporation
September 2014 - September 2019 · 5 yrs
Lincoln Financial Advisors CorporationBroker
July 2014 - September 2019 · 5 yrs 2 mos
Managed Account Services, LLCBroker
May 2010 - October 2012 · 2 yrs 5 mos
Jesup & Lamont Securities CORPBroker
March 2006 - May 2010 · 4 yrs 2 mos
Independent Portfolio Consultants, INC.
December 2004 - October 2012 · 7 yrs 10 mos
Advest, INC.Broker
September 2004 - March 2006 · 1 yr 6 mos
State Registrations31 states
ALAZCACOCTFLGAIAILKSKYLAMAMDMIMNMONCNJNVNYOHORPASCSDTNTXUTVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.