Thomas Furda is a CFP-designated registered investment advisor, based in Malvern, PA, with 17 years of industry experience.
Location
100 Vanguard Blvd., Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
May 2018 - Present · 8 yrs
Vanguard Marketing CorporationBroker
May 2018 - Present · 8 yrs
Vanguard Advisers, INC.
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Financial Life Focus, LLC
May 2016 - March 2018 · 1 yr 10 mos
Objective Finance
October 2015 - February 2016 · 4 mos
Auerbach Grayson & Company LLCBroker
March 2008 - February 2012 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
November 2004 - March 2008 · 3 yrs 4 mos
State Registrations3 states
FLPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.