Jay Parker is a registered investment advisor, based in Charlotte, NC, with 20 years of industry experience.
Location
300 S Tyron St, Charlotte, NC, 28202
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Enterprise Investment Services INC.Broker
November 2024 - Present · 1 yr 6 mos
Ameriprise Financial Services, LLCBroker
November 2024 - Present · 1 yr 6 mos
American Enterprise Investment Services INC.
November 2024 - Present · 1 yr 6 mos
Ameriprise Financial Services, LLC
November 2024 - Present · 1 yr 6 mos
Ameriprise Financial Services, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Nuveen Asset Management, LLC
March 2023 - April 2023 · 1 mo
Nuveen Securities, LLCBroker
January 2017 - April 2023 · 6 yrs 3 mos
Teachers Personal Investors Services, INC.Broker
October 2011 - December 2016 · 5 yrs 2 mos
Tiaa-Cref Advice and Planning Services
January 2007 - October 2011 · 4 yrs 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2007 - October 2011 · 4 yrs 9 mos
Columbia Management Advisors, LLC
May 2005 - November 2006 · 1 yr 6 mos
Columbia Management Advisors, INC.
May 2005 - May 2005 · 0 mos
Columbia Management Distributors, INC.Broker
June 2004 - November 2006 · 2 yrs 5 mos
Bacap Distributors, LLCBroker
November 2003 - June 2004 · 7 mos
State Registrations12 states
CTMAMENCNHNYOHPARISCVTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.