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Melanie Liu

18 Years of Experience
Irvine, CA
Broker

Melanie Liu is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1901 Main Street, Suite 700, Irvine, CA, 92614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Melanie holds a real estate license since 2010 for buying her own property, but it is currently inactive. She dedicates minimal time to this activity.

Employment History
Current Registrations
Morgan Stanley
January 2020 - Present · 6 yrs 4 mos
Morgan StanleyBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2011 - January 2020 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2011 - January 2020 · 9 yrs
World Group Securities, INC.Broker
November 2008 - October 2009 · 11 mos
Banc of America Investment Services, INC.Broker
April 2004 - November 2006 · 2 yrs 7 mos
State Registrations5 states
CAFLNCTNUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.