James Lewis
James Lewis is a registered investment advisor at Legacy Wealth Management, LLC, based in Honolulu, HI, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 6 more. Their firm serves 3,416 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual fee of up to 2.50% includes up to 2.0% advisory fee and up to 0.50% for illiquid direct participation program investments. Fees are negotiable.
Fee Estimator
Location
1388 Ala Moana Blvd., #1704, Honolulu, HI, 96814
Get directionsHistory
Regulatory History (1)
Criminal
June 1991Other Business Activities
James has a personal law practice.
Employment History
Current Registrations
Legacy Wealth Management, LLC
Previous Registrations
Omni Brokerage, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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