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JL
JL
James Bruce Lewis
Legacy Wealth Management, LLC
7 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Legacy Wealth Management, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
46 advisors
Number of Clients
2,121 clients
Average Client Portfolio
$225K average
Assets Under Management
$476.5M
Fee Structure
Investment Management
Planning
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Location
1388 Ala Moana Blvd., #1704, Honolulu, HI, 96814
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Criminal
June 1991
Final Disposition
View Full SEC Report
How to Read Disclosures
Other Business Activities
James has a personal law practice.
Employment History
Current Registrations
Legacy Wealth Management, LLC
January 2019 - Present · 7 yrs 1 mo
Previous Registrations
Omni Brokerage, INC.
Broker
April 2004 - December 2004 · 8 mos
Berthel, Fisher & Company Financial Services, INC.
Broker
February 2004 - April 2004 · 2 mos
State Registrations
1 state
HI
Advisor
Exams
No exam information available for this advisor.