Frederick Schulitz is a CFA-designated registered investment advisor, based in Weatogue, CT, with 21 years of industry experience.
Location
Weatogue, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Empower Advisory Group, LLC
April 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
MML Distributors, LLCBroker
May 2014 - April 2024 · 9 yrs 11 mos
MML Investors Services, LLCBroker
July 2006 - May 2014 · 7 yrs 10 mos
Ing Financial Advisers, LLCBroker
September 2005 - February 2006 · 5 mos
Prudential Retirement Brokerage Services, INC.Broker
December 2003 - March 2005 · 1 yr 3 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.