CG
CG

Clinton Graves

20 Years of Experience
San Francisco, CA
Broker

Clinton Graves is a registered investment advisor at Raymond James & Associates, INC., based in San Francisco, CA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

101 California Street, Suite 4500, San Francisco, CA, 94111

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2016 - Present · 10 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Raymond James & Associates, INC.
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - March 2016 · 6 yrs 9 mos
Morgan Stanley
June 2009 - March 2016 · 6 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2006 - June 2009 · 2 yrs 10 mos
Citigroup Global Markets INC.
August 2006 - June 2009 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.
January 2004 - October 2004 · 9 mos
A. G. Edwards & Sons, INC.Broker
December 2003 - October 2004 · 10 mos
State Registrations23 states
AZCACOCTFLHIIDILLAMAMDMTNMNVNYORPASCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.