Steven Bernstein
Steven Bernstein is a registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1800 Century Park E Ste 210, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an agent selling life, health, and fixed annuities since 2018, dedicating minimal time to this activity. He also operates Stonewater Financial as a DBA for his LPL business, taking up nearly all of his time. Finally, Steven co-owns an etching company, Laser Focus 18, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Metlife Securities INC.
Metlife Securities INC.Broker
RBC Capital Markets CorporationBroker
State Registrations15 states
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