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Thomas Makin is a registered investment advisor at Cetera Investment Advisers LLC, based in Marietta, GA, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2486 Roswell Road Ne, Marietta, GA, 30062
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2025 - Present · 5 mos
Cetera Investment Services LLCBroker
December 2025 - Present · 5 mos
Previous Registrations
Empower Advisory Group, LLC
October 2025 - December 2025 · 2 mos
Empower Financial Services, INC.Broker
September 2025 - December 2025 · 3 mos
Wells Fargo Advisors
December 2024 - May 2025 · 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2024 - May 2025 · 5 mos
J.P. Morgan Securities LLC
July 2021 - November 2024 · 3 yrs 4 mos
J.P. Morgan Securities LLCBroker
July 2021 - November 2024 · 3 yrs 4 mos
Primerica Advisors
April 2017 - June 2021 · 4 yrs 2 mos
PFS Investments INC.Broker
February 2004 - June 2021 · 17 yrs 4 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.