James Dunphy
James Dunphy is a CFP-designated registered investment advisor at Dunphy Wealth Management, INC., based in Cincinnati, OH, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 45 clients with $13M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dunphy Wealth Management offers investment management services with fees based on a percentage of your assets.
For accounts managed through the Institutional Intelligent Portfolios platform, the annual fee is 0.60%.
For traditional discretionary accounts, the annual fee is 1.00%.
For non-discretionary assets, the annual fee is 0.25%.
There is a maximum annual investment management fee of $10,200.
Location
1080 Nimitzview Drive, Suite 302, Cincinnati, OH, 45230-4376
Get directionsHistory
Regulatory History (1)
Judgment / Lien
November 2019Other Business Activities
James engages in tax preparation services.
Employment History
Current Registrations
Dunphy Wealth Management, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.