Ioannis Papatherapontos
Ioannis Papatherapontos is a registered investment advisor at J.pappas Investments, based in North Caldwell, NJ, with 21 years of industry experience. Ioannis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 23 clients with $4.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
For certain qualified clients, J. Pappas Investments may also charge a performance-based fee of up to 10% of the annual net profits of the eligible client account, but only to the extent that such performance-based fee is subject of a loss carryforward provision, also known as a “high water mark.”
Fee Estimator
Location
North Caldwell, NJ
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Regulatory History (1)
Employment Separation After Allegations
January 2018Other Business ActivitiesSells Insurance
Ioannis is the CEO of Pappas Financial Group LLC, active in merchant services and energy brokerage, dedicating about 10-20% of his time. He is also the CEO of First Financial Consultants LLC, an insurance agency providing property & casualty and life and health insurance, also dedicating about 10-20% of his time, and CEO of J.Pappas Realty LLC, a real estate company where he has no active role.
Employment History
Current Registrations
J.pappas Investments
Previous Registrations
J.pappas Investments
LPL Financial LLC
LPL Financial LLCBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.