JT
JT
Jeffany Tan
19 Years of Experience
Seattle, WA
1 DisclosureBroker
Jeffany Tan is a registered investment advisor at Charles Schwab & CO., INC., based in Seattle, WA, with 19 years of industry experience. Jeffany operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
508 Union St, Seattle, WA, 98101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2014Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
July 2022 - Present · 3 yrs 10 mos
Charles Schwab & CO., INC.
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
January 2019 - October 2021 · 2 yrs 9 mos
Fidelity Brokerage Services LLCBroker
January 2019 - October 2021 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2016 - October 2018 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2016 - October 2018 · 1 yr 10 mos
Edward Jones
October 2015 - December 2016 · 1 yr 2 mos
Edward JonesBroker
September 2015 - December 2016 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
March 2013 - March 2014 · 1 yr
J.P. Morgan Securities LLC
March 2013 - March 2014 · 1 yr
Morgan Stanley
June 2009 - April 2013 · 3 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2013 · 3 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2004 - April 2007 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 2004 - April 2007 · 3 yrs 3 mos
State Registrations17 states
AKAZCADCFLHIIDLAMNMTNVNYORSDTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.