JD
CFP
JD
CFP

Joseph Dawkins

18 Years of Experience
Tyson's Corner, VA
Broker

Joseph Dawkins is a CFP-designated registered investment advisor, based in Tyson's Corner, VA, with 18 years of industry experience.

Location

1650 Tyson's Bl., Suite 1575, Tyson's Corner, VA, 22102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph works as an advisor for Signature Estate & Investment Advisors LLC, focusing on RIA sales and service. This activity is investment-related and takes nearly all of Joseph's time.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
June 2012 - November 2018 · 6 yrs 5 mos
Raymond James Financial Services Advisors, INC
April 2011 - May 2012 · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
March 2011 - May 2012 · 1 yr 2 mos
Buckhorn Capital Management LLC
February 2008 - February 2011 · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2006 - October 2006 · 3 mos
State Registrations1 state
VA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Dawkins - Financial Advisor | TrueAdvisor