JB
JB

Jannine Barbosa

19 Years of Experience
Middletown, NY
Broker

Jannine Barbosa is a registered investment advisor, based in Middletown, NY, with 19 years of industry experience.

Location

90 Crystal Run Road, Suite 101, Middletown, NY, 10941

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jannine is a Vice President-Operations at Mundi Financial, where she works full-time as a registered representative and provides investment advisory services. She also serves as President of the Orange County Soccer League and works as a Notary, dedicating minimal time to each.

Employment History
Current Registrations
Kestra Private Wealth Services, LLC
August 2019 - Present · 6 yrs 9 mos
Kestra Investment Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Bruderman Asset Management, LLC
December 2016 - October 2019 · 2 yrs 10 mos
Bruderman Brothers LLCBroker
March 2015 - September 2019 · 4 yrs 6 mos
Gary Goldberg Planning Services INC
December 2006 - March 2015 · 8 yrs 3 mos
Gary Goldberg & CO., INC.Broker
November 2006 - March 2015 · 8 yrs 4 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jannine Barbosa - Financial Advisor | TrueAdvisor