NM
NM

Nathan Mcabee

21 Years of Experience
Tyler, TX
1 DisclosureBroker

Nathan Mcabee is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Tyler, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

6751 Old Jacksonville Hwy, Tyler, TX, 75703

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2022 - Present · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
May 2014 - April 2022 · 7 yrs 11 mos
J.P. Morgan Securities LLCBroker
April 2010 - April 2022 · 12 yrs
J.P. Morgan Securities LLC
April 2010 - May 2012 · 2 yrs 1 mo
Chase Investment Services CORP.
June 2008 - April 2010 · 1 yr 10 mos
Chase Investment Services CORP.Broker
June 2008 - April 2010 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2006 - April 2008 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - April 2008 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Chase Investment Services CORP.
July 2005 - January 2006 · 6 mos
Banc One Securities Corporation
March 2005 - July 2005 · 4 mos
Banc One Securities CorporationBroker
March 2005 - July 2005 · 4 mos
Morgan Stanley
June 2004 - January 2005 · 7 mos
Morgan Stanley Dw INC.Broker
January 2004 - January 2005 · 1 yr
State Registrations13 states
ARCAIALAMNMOMSNCNVOKSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.