BF
CFP
BF
CFP

Brian Frederick

22 Years of Experience
Tukwila, WA
Broker

Brian Frederick is a CFP-designated registered investment advisor at Mainspring Wealth Advisors, based in Tukwila, WA, with 22 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
4 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6840 Fort Dent Way, Suite 160, Tukwila, WA, 98188

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a 25% owner in a rental property and dedicates minimal time to it. He also owns Mainspring Wealth Advisors, LLC for branding purposes and is a partner, branch manager, and financial advisor at Mainspring Wealth Advisors, dedicating minimal time to each.

Employment History
Current Registrations
Mainspring Wealth Advisors
August 2017 - Present · 8 yrs 9 mos
Raymond James Financial Services Advisors, INC
August 2012 - Present · 13 yrs 9 mos
Raymond James Financial Services, INC.
July 2012 - Present · 13 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Brokersxpress LLCBroker
September 2010 - August 2012 · 1 yr 11 mos
Brokersxpress LLC
September 2010 - August 2012 · 1 yr 11 mos
Raymond James Financial Services Advisors, INC
January 2009 - September 2010 · 1 yr 8 mos
Raymond James Financial Services
March 2007 - January 2009 · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
March 2007 - September 2010 · 3 yrs 6 mos
Metlife Securities INC.
June 2004 - March 2007 · 2 yrs 9 mos
Metlife Securities INC.Broker
June 2004 - March 2007 · 2 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
June 2004 - March 2007 · 2 yrs 9 mos
American Express Financial Advisors, INC.
April 2004 - May 2004 · 1 mo
Ids Life Insurance CompanyBroker
February 2004 - May 2004 · 3 mos
American Express Financial Advisors INC.Broker
February 2004 - May 2004 · 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.