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Andrew Riffle

18 Years of Experience
Cleveland, OH
Broker

Andrew Riffle is a registered investment advisor at Morgan Stanley, based in Cleveland, OH, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 Public Square, Suite 2600, Cleveland, OH, 44114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Andrew is involved with Giant, LLC, a rental real estate business, since 2004. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 2009 - June 2009 · 3 mos
Citigroup Global Markets INC.Broker
February 2009 - June 2009 · 4 mos
Chess Financial CORP
December 2007 - November 2008 · 11 mos
Mcdonald Investments INC.Broker
January 2006 - April 2006 · 3 mos
State Registrations28 states
AZCACOCTDCFLGAILINKSKYMAMDMEMIMNMONCNVNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.