Francine Griggs is a registered investment advisor at Morgan Stanley, based in Bellevue, WA, with 22 years of industry experience. Francine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
500 108th Avenue, North East, Suite 1900, Bellevue, WA, 98004
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Regulatory History (1)
Customer Dispute
December 2019Other Business Activities
Francine is a creative designer for the Bellevue High School Football Club, creating end-of-year gifts. This activity takes about 10-20% of her time outside of business hours and is not investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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