KJ
KJ
Karl Heath
22 Years of Experience
Rochester, NY
1 DisclosureBroker
Karl Heath is a registered investment advisor at MML Investors Services, LLC, based in Rochester, NY, with 22 years of industry experience. Karl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
400 Meridian Centre, Suite 101, Rochester, NY, 14618
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2005Closed-No Action
Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
February 2004 - March 2017 · 13 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 2004 - July 2007 · 3 yrs 5 mos
State Registrations4 states
FLNCNYSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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