Nathaniel Carlon
Nathaniel Carlon is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7373 E Doubletree Ranch Rd 130, Scottsdale, AZ, 85258
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nathaniel operates Carlon Wealth Advisors as a DBA for his LPL business and is affiliated with Pacific Southwest Financial, offering non-variable insurance products, dedicating about a quarter of his time to this. He also has a business entity, BMC Strategies, for tax/investment purposes, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
AXA Advisors, LLCBroker
AXA Advisors, LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
American Funds Distributors, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Compass Brokerage, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.