Lori Waugh is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lawton, OK, with 15 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
13 NW 44th St, Lawton, OK, 73505-5998
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lori owns multiple commercial real estate properties and has ownership stakes in several LLCs, including Proffessional Collaborative Consulting LLC, Willow Spa Suites, LLC, Elk Head Properties, LLC, and True Americana, LLC. Lori also serves as the secretary for Gibraltar Rock LLC, handling administrative tasks for the Ameriprise practice of Chuck Waugh and Justin Lavender, dedicating about 10-20% of her time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations1 state
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