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Stacy Brooks

22 Years of Experience
Hewitt, TX
Broker

Stacy Brooks is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hewitt, TX, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

706 Sun Valley Blvd, Hewitt, TX, 76643

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stacy is a financial advisor at Brooks Wealth Advisors LLC and spends minimal time there. She also owns Stacy Brooks Properties LLC, a rental real estate business, and dedicates minimal time to it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2017 - Present · 8 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Edward Jones
February 2007 - June 2017 · 10 yrs 4 mos
Edward JonesBroker
January 2004 - June 2017 · 13 yrs 5 mos
State Registrations7 states
COFLMIMOMTNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.