AS
AS

Alvin Semma

11 Years of Experience
Troy, MI
Broker

Alvin Semma is a registered investment advisor at Raymond James & Associates, INC., based in Troy, MI, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

1152 E. Long Lake Road, Troy, MI, 48085

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2018 - Present · 8 yrs 1 mo
Raymond James & Associates, INC.Broker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
A. G. Edwards & Sons, INC.
February 2006 - April 2006 · 2 mos
A. G. Edwards & Sons, INC.Broker
February 2006 - April 2006 · 2 mos
AXA Advisors, LLCBroker
February 2004 - February 2006 · 2 yrs
State Registrations1 state
MI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.